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Underwater Archaeology of the Black Sea:
Crimean Coastal Survey 1997
2000-2002 (From the Old Forum Posts)
Underwater Archaeology Research and Training Center of Kiev University
Sergei Zelenko (director), et al.
Institute of Nautical Archaeology
Gregory Gidden, Taras Pevny, and Kristin Romey
The Project
Both the long history of nautical activity and the presence of so many different
maritime cultures make the Black Sea an ideal location for underwater
archaeological research. A considerable amount of archaeological investigation
has been conducted along the southern coast of Ukraine, revealing intensive
settlement dating back more than three millennia. Reliance on the sea, both for
communication and trade, is an element common to all periods of this region's
history. The historical importance of the extensive river systems of central and
eastern Europe is well established. The Black Sea, into which many of these
rivers flow, has served as a conduit for trade and communication between Europe,
Central Asia and the Mediterranean. With its central location in the Black Sea,
Crimea has frequently been the focus of maritime activity in this region (Map
1).
The cultural development of this region is inextricably linked to maritime
activity. The information recovered from shipwrecks and harbors is critical to
the study of the history of the Black Sea region. The recovery and
interpretation of this information is the focus of nautical archaeology.
Ukrainian and Russian researchers have only just begun to take advantage of the
potential for nautical archaeology of the Black Sea in recent decades. Given the
vast amount of work to be done and limited resources, however, they have barely
scratched the surface of what should be a highly promising region. Recent
developments in the political arena have opened up this area to Western scholars
in a way never before possible. The opportunity for collaborative work between
Ukrainian and American nautical archaeologists has never been better.
Nautical archaeology is a new discipline, but it has already made an enormous
impact. Through the work of Dr. George Bass, founder of the Institute of
Nautical Archaeology (INA), and other pioneers, this field has demonstrated its
importance to the larger archaeological community and has consequently enjoyed
rapid growth in recent years. INA has encouraged the growth of nautical
archaeology, conducting and supporting projects around the world. For example,
INA has developed a close, working relationship with the Turkish Ministry of
Culture. This relationship has led to several underwater excavations and surveys
as well as the construction of permanent exhibits in the Bodrum Museum of
Underwater Archaeology in Bodrum, Turkey. Through the cooperative efforts of
Turkish archaeologists and INA, the maritime history of Turkey is being recorded
and presented both to the academic community and the general public.
On a recent trip to Ukraine, Mr. Gidden made contact with Sergei Zelenko,
director of the Underwater Archaeology Research and Training Center of Kiev
University (UARTC). Mr. Zelenko and his colleagues have been carrying out
preliminary coastal surveys in Crimea since 1991. The initial results of these
surveys, including the preliminary identification of the ancient port of Lampas,
mentioned in "Periplus Ponti Euxini" by Ps.-Arrian (2nd century AD), well
illustrate the enormous potential of this region. At the invitation of Zelenko
and his colleagues, we are preparing for a joint project with the UARTC
commencing the summer of 1997. This project could form the basis for long-term
cooperation in nautical archaeology between INA and UARTC throughout the greater
Black Sea region. We believe this will eventually facilitate a relationship
between INA and Ukraine analogous to the institute's role in Turkey.
Seafaring in the Northern Black Sea: A Historical Overview
The southern coast of the Crimean peninsula has been the focus of intense
maritime activity for nearly three millennia. From the earliest historical
references to Greek colonization of the Crimean coast in the 8th century BC,
Crimea has been home to numerous cultures: ancient Greeks, Scythians,
Byzantines, Goths, Genoese, Turks, Russians, and Ukrainians, among others. The
location of Crimea provided its masters with an excellent base from which to
exploit the resources of the Black Sea and its hinterland as well as defend
access to these resources from outsiders. Due to the mountainous nature of the
peninsula's interior, most of the occupation of Crimea was focused on the coast
until recent times. This history provides an excellent potential for dramatic
discoveries along the Crimean coast.
The Black Sea features prominently in the earliest histories and legends of the
Mediterranean world. Ancient authors and storytellers set their tales of gods
and heroes in the Black Sea - a region on the fringe of their known world (Map
2). The perils and riches which these early stories attribute to the region
reflect the mystique which surrounded the Black Sea in ancient times. The Greeks
originally referred to the Black Sea as Pontos Axeinos - the Inhospitable Sea -
for good reason. Large sections of the southern and Crimean coasts are
mountainous and offer few protected anchorages. Violent storms and dangerous
winds from both north and south made navigation treacherous for ancient
mariners. Despite these hazards, however, the Mediterranean cultures were drawn
to the Black Sea by its enormous economic potential. The story of Jason and the
Golden Fleece, while fictional, illustrates the great value placed on the
resources of the Black Sea by the ancient Greeks. The lure of mineral and
agricultural wealth offset the dangers of sailing into these unchartered waters.
The evidence for Bronze Age Mediterranean seafarers in the Black Sea is not
limited to mythology. Mycenaean anchors and oxhide-shaped copper ingots have
been found off the western coast of the Black Sea. This aspect of Bronze Age
seafaring, however, remains largely unexplored. The discovery and excavation of
a Bronze Age shipwreck in these waters would revolutionize our knowledge of
Bronze Age trade and shipbuilding. INA has considerable experience in Bronze Age
nautical archaeology, having excavated two of the most important shipwrecks from
this period at Cape Gelidonya and Ulu Burun, Turkey.
While the possibility of finding a coherent Bronze Age wreck in Crimea is
somewhat remote, the potential for shipwrecks from the beginnings of Greek
colonization (7th - 5th c. BC) onwards is much greater. In order to better
exploit the resources of the region, trade centers were established by several
Greek cities along the Black Sea littoral. Colonization generated a dramatic
increase in maritime activity, both for trade and communication. Despite major
disruptions in the interior, Crimea persisted as a center for trade between the
Mediterranean and Eurasian steppe for more than 2000 years due to its favorable
geographical location. The best evidence for the extent of maritime activity on
the northern Black Sea coast comes from terrestrial archaeology. The
distribution of imported goods from the Mediterranean (Maps 3, 4) clearly
illustrates the volume of Mediterranean trade in the Black Sea from the 6th
century BC through the 4th century AD.
Both the ancient Greeks and Romans relied heavily on grain, fish, salt, and
other resources from the Black Sea hinterland to satisfy the needs of their
large urban populations. In exchange, oil, wine, and finished products were
imported for consumption by the colonists and native population. These bulk food
products were carried in amphorae, two-handled transport jars. Amphorae are
important to archaeologists for several reasons. The shape and size of amphorae
are highly distinctive, often indicating the place and date of their
manufacture. Stamps on handles and etched graffiti provide data on merchants and
manufacturers. This information can be used to reconstruct economic history.
Texas A&M Professor Fred van Doorninck's studies of amphora capacities revealed
a previously unknown standardization of measurement in the Byzantine period.
Amphorae of both local and foreign manufacture have been found in the Crimea,
reflecting the volume and breadth of trade on the peninsula over more than 1500
years. Figures 1 and 2 are examples of amphorae from land sites on the section
of the Crimean coast along which the team will be surveying.
Complete amphorae are infrequently found in land archaeology, and often only in
small numbers. Hundreds of intact amphorae are found on individual shipwrecks,
thus providing a unique resource for the study of economic history. Amphora
mounds on the sea floor frequently mark the location of shipwrecks. Along with
the accumulation of sediment, the amphorae help protect the wooden hull and
fragile artifacts which would otherwise be lost. The 4th-century BC wreck
excavated off Kyrenia, Cyprus well illustrates the potential of underwater
archaeology. Marked by its large amphora mound (Figure 3), the Kyrenia shipwreck
was well protected by a layer of sediment which quickly covered the wreck
following its sinking. Beneath the amphorae and sediment, nearly 60 per cent of
the wooden hull was preserved (Figure 4). This degree of preservation is rare in
the eastern Mediterranean. Slow sedimentation rates and a rocky bottom prevent
preservation of wooden material on the sea floor.
Conditions in the Black Sea, however, offer the potential for excellent
preservation. The sea bottom along the Crimean shore is primarily composed of
silty clay deposits. Organic preservation in this matrix is known to be
exceptionally high. The navigational and geographic hazards mentioned above
undoubtedly contributed to numerous shipwrecks along the Black Sea coast;
records from the historic period document hundreds of shipwrecks. Combined with
the crucial role of the Black Sea in maritime history, these factors offer a
high potential for significant discoveries.
The commerce and colonization of Crimea would have been impossible without
ships. Today, as in antiquity, ships are the most economical and safest form of
transportation for large cargoes. Despite the importance of seafaring to the
history of the Black Sea, however, our knowledge of the types of vessels which
sailed the Black Sea is very limited. The seafarers who traded in and colonized
the Black Sea sailed ships of Mediterranean design. A limited number of
representations depicting galleys and sailed vessels have been found in Ukraine.
Although not from the northern Black Sea, an ancient coin found in Kallatis
(Figure 5) illustrates a ship type which must have played an important role in
the commercial life of the colony. Most of these representations are very crude
and provide little specific information other than the general ship types which
sailed in the region.
The ancient pattern of colonization and trade in the Black Sea continued through
the Byzantine period and into the Middle Ages. Many scholars have relegated the
Black Sea to the periphery of the Byzantine world, but historical sources
contradict this view. The economic importance of the Black Sea grew dramatically
during the early medieval period as a result of the Arab invasions of the
eastern Mediterranean in the seventh century. To avoid the hazards of piracy and
war in the Mediterranean, the lucrative trade between Europe and the Near East
was redirected through the Black Sea and the land and riverine trade routes of
eastern Europe. The enormous wealth generated by this commerce attracted the
attention of newcomers to the Black Sea region - Scandinavian
merchant-mercenaries.
The commercial interests of these merchant-mercenaries were integral in the
early development of the Rus state. Byzantine, Rus and Arabic sources document
the extensive commercial and military activity of the Rus throughout the
northern Black Sea region. Competition for access to the commercial wealth of
the Black Sea quickly brought the Rus and Byzantines into conflict. Several
seaborne attacks were launched by the Rus across the Black Sea against
Constantinople (Figures 6, 7 and 8). The essentially commercial nature of this
rivalry is demonstrated by the trade treaties which concluded these conflicts
regardless of the success or failure of the Rus attacks.
Rus leaders were well aware of the importance of the Black Sea to the economic
welfare of their state. While quite remote from the Black Sea, Kiev rose to
preeminence among the Rus principalities through its strong links with Black Sea
trade. Prince Svyatoslav even attempted to relocate his capital to the Black
Sea, at the mouth of the Danube, to improve the commercial position of his
state.
While early Rus-Byzantine relations were essentially military and commercial in
nature, they eventually expanded into the cultural sphere as well, as reflected
in the Byzantine influence on Rus architecture as well as the Rus conversion to
Christianity in AD 988. These ties secured continuous trade relations between
the two states until the fall of Kiev in the mid-13th century.
As in antiquity, a lively trade between the Mediterranean and Black Sea
continued through the Middle Ages, as demonstrated by finds of cargo amphorae in
Crimea (Figures 9 and 10). In addition, locally manufactured amphorae and trade
goods were being shipped abroad from Crimea. INA's excavation of a 9th-century
Byzantine merchant ship (Figure 11) off the southwestern coast of Turkey, under
the direction of Texas A&M University Professor Frederick Hocker, has revealed a
cargo of more than 1000 wine amphorae whose closest parallels were manufactured
in Crimea (Figure 9).
Despite the collapse of the Rus state and the waning of Byzantium's influence in
the Black Sea in the 13th century, the Black Sea remained a center of maritime
trade. Italian merchants, primarily Genoese and Venetian traders, continued a
lucrative trade in luxury goods from the Near East, as well as agricultural
goods and slaves from the Eurasian steppe. The Italian trading centers in Crimea
thrived on this trade and became quite prosperous. For example, contemporary
sources claim that the Genoese colony at Kaffa in Crimea became so prosperous
through Black Sea trade that it rivaled Genoa itself in wealth. Some of the
hundreds of Italian ships that carried this trade invariably were lost along the
Crimean coast through shipwreck. The potential for finding a well preserved
late-medieval shipwreck in Crimea is quite good. A discovery of this kind would
be quite important as there are very few wrecks from this period excavated in
the Mediterranean.
Genoese merchants remained in Crimea until the last quarter of the 15th century,
some 20 years after the fall of Constantinople. The departure of the last
European merchants did not mean the end of seafaring in the Black Sea, however.
Kaffa remained an important center for the slave trade during the Tatar and
later Ottoman occupations of Crimea (Figure 12). Ukrainian Cossacks launched
several seaborne attacks on Ottoman ports throughout the Black Sea during the
late-16th and 17th centuries. Their disruption of Black Sea trade was a source
of major concern for the Ottomans. Figure 13 illustrates Cossack chaikas
attacking Turkish vessels in Kaffa harbor.
While Greeks and other Europeans continued to live in Crimea throughout the
period of Ottoman occupation, European traders no longer played an active role
in Black Sea seafaring. The Black Sea became an 'Ottoman lake' and knowledge of
the region among Europeans began to fade. The highly accurate, detailed Italian
maps of the 13th through 15th centuries ( see cover plate) reflect a deep
familiarity with the Black Sea - the product of intensive maritime activity. In
contrast, maps of the 17th century are crudely executed and contain numerous
inaccuracies. These inaccuracies remained unchanged until 1700 when Cornelius
Cruys, a Dutchman serving as admiral of the new Russian fleet in the Sea of
Azov, corrected the maps.
This brief survey of the history of seafaring in the northern Black Sea
illustrates the great potential for underwater archaeology in the region. Wind
and current patterns, as well as a central geographic position, make Crimea an
ideal location to search for shipwrecks. Maritime trade routes have crossed
Crimea since antiquity (Map 5). For more than 2000 years, ships of every design
have sailed along the peninsula; many of these voyages ended disastrously in
shipwreck. These ancient tragedies have left a remarkable, and largely untapped,
archaeological resource.
Research Goals and Methodology
The primary research goal of this project is to evaluate the underwater
archaeological resources of the southern coast of the Crimean peninsula,
specifically in the area between Sevastopol and Fedosia. The scope of the
project is limited to the period between the Bronze Age and the late Middle
Ages. The joint survey phase of the project will last from July 1 through
September 5, 1997. The joint project field team will be comprised of 7-10
members, including Mr. Gidden, Mr. Pevny, Ms. Romey, Mr. Zelenko, and several
Ukrainian archaeologists and students. The survey methodology for the initial
season will be limited to diving investigation; the use of remote sensing
equipment in future seasons is being considered. Large sections of the coast are
free of submerged rock formations, making the use of remote sensing equipment
highly suitable. In addition to a general survey of the coastline, project
participants will investigate six specific sites, both ports and shipwrecks, for
further in-depth research. These sites include the ancient port of Amphineon,
mentioned in "Periplus Ponti Euxini"; areas around Cape Ai-Todor (site of the
ancient Roman fortress of Charas); and Karantinnaya Haven (ancient Chersonesos).
The sites will be evaluated for possible excavation; the team hopes to begin
excavation of the most significant site during the summer 1998 season.
Through association of archaeological resources with known sites from historical
sources, this project intends to develop a broader understanding of the maritime
cultural landscape of southern Crimea and the role of the Black Sea and Crimea
in the economic and political development of larger, neighboring systems. In
addition to underwater investigation, project members will attempt to locate and
evaluate museum and archival data pertaining to the maritime history of the
region to supplement material identified during the survey. Following completion
of the initial season of fieldwork, the project members intend to publish their
findings in an appropriate format.
The American team brings a wide range of archaeological skills and experience to
the project. Team members have worked in Israel, Turkey, and the United States,
participating in coastal surveys, shipwreck and harbor excavations, and ship
replica construction. In addition to field experience, team members have
academic preparation in ancient and medieval history and seafaring, ship
reconstruction, and nautical archaeology. All three members have been trained in
artifact recording, site mapping, ship drafting and conservation. While removal
of any material from Ukraine is neither feasible nor desirable, project members
will assist in all aspects of the necessary conservation and research of any
material recovered during the survey.
Goals of Preservation and Education
The team members share a common dedication to bringing the benefits of
archaeology to the public. This mission includes two elements: preservation and
education. The privilege of archaeological excavation brings the responsibility
of recording and preserving the information and material that is recovered,
insofar as it is feasible. This is, however, not enough. Excavation is the
process of controlled destruction of archaeological sites. Without publication
of results, archaeology cannot be distinguished from treasure hunting.
Publication of scholarly and popular articles allow both scholars and the
general reader to benefit from archaeology.
Education need not be limited to publication. INA archaeologists have worked
closely with cultural ministries and museums to bring the results of their work
to an international audience. The excavation of the Kyrenia shipwreck, mentioned
above, led to a museum display of the ship's reconstructed hull and cargo
(Figure 14). This reconstruction, directed by Texas A&M Professor Emeritus
Richard Steffy, formed the basis for a full-size, sailing replica of this
4th-century BC vessel (Figure 15). Similarly, close cooperation with the Turkish
Ministry of Culture has resulted in the development of the Mediterranean's
premier museum for underwater archaeology in Bodrum, Turkey. This museum, toured
by thousands of visitors from around the world, houses artifacts from several
shipwreck excavations as well as a full-size, partial replica of the 7th-century
Byzantine merchant ship excavated off Yassi Ada, Turkey (Figure 16). Crimea,
with its enormous potential for underwater archaeology, will some day, we hope,
house a similar museum.
Any questions or comments regarding the project or this page should be directed
to Greg Gidden.
